As Chief Compliance Officer and Operations Analyst, Kevin works with other RTD Financial employees to ensure all processes are as efficient and effective as possible. His responsibilities include managing the firm’s Compliance Program, billing, data cleanup, completing ad-hoc projects, and researching and implementing various software. Kevin is tasked with managing the firm’s Cybersecurity Policy to ensure all data is safe and secure. He is an Investment Advisor Certified Compliance Professional (IACCP®). Kevin has a lot of experience in cybersecurity, operations, and compliance.
Before starting at RTD, Kevin had multiple internships, including one with RTD, in the Operations Department. He started at RTD in 2019 after graduating from Temple University with a bachelor’s degree in Business Administration. He is heavily involved in committees at RTD and is a member of the RTD Values Committee, the Innovation Team, the Fun Committee, and the chair of the Compliance Committee. The biggest highlight of his career is helping RTD become more efficient so that the firm can better serve clients.
Kevin was born in Douglassville, PA and recently moved to Leesport, PA. He lives with his wife, Emily, and corgi, Benji! He is the third oldest of 12 kids! He enjoys playing baseball and golf. Some of his hobbies include reading, hiking, walking, bowling, and eating.
Getting to know Kevin
What do you enjoy most about working at RTD?
The amazing culture – we are such a close-knit family.
What makes you good at what you do?
My attention to detail. I love to make sure everything is as clear as possible, down to every word.
What’s the best piece of advice you’ve received?
Never stop learning. There is always something that can be done to further your career and your knowledge.
What are your passions outside of work?
I love spending time with my wife, friends, and family. I’m also passionate about reading and physical activities such as pick-up sports games, hiking, and golfing.
What did you want to be when you were growing up?
I wanted to be the second baseman for the Philadelphia Phillies.
What’s the most exciting vacation you’ve taken?
The most exciting vacation I’ve taken was to Puerto Vallarta, Mexico. I had never left the country before that, and it was an absolute blast.
What to Do If You’ve Been Hacked
In our increasingly digital world, we must continually prepare for the threat of cyberattacks and hacking incidents. RTD has and will continue to send our resources and tips to stay secure online and protect your digital footprint; however, these tips simply help to mitigate the risk and cannot completely eliminate it. It can be stressful […]
5 Ways to Stay Secure Online
The world is becoming more and more digital where we have access to just about any information at the touch of our fingers. Think about how many times you pick up your phone or laptop on a daily basis and all the information that is stored on it – personal documents and information, account numbers, […]